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Statement of Financial Condition

Pursuant to the Securities Exchange Act of 1934, Pflueger & Baerwald Inc. must provide individual investors with certain financial information. This information may be viewed by downloading a PDF of the Statement of Financial Condition available below.

• Unaudited Statement of Financial Condition, September 30, 2011
  
  
• Audited Statement of Financial Condition, March 31, 2011

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